Centralized vendor oversight
Keep ownership, services, data access, risk, contacts, and status in one controlled inventory.
Third-Party Risk Management for Financial Services
ThirdNexa
Third-party risk management without the spreadsheet chaos.
Centralize vendor oversight, due diligence, risk assessments, documentation, monitoring, findings, and reviews in one simple platform.
Built for regulated financial services
Third-party risk management shouldn't live in spreadsheets.
Vendor information is scattered across spreadsheets, due diligence sits in email, SOC reports and contracts go missing, reviews become inconsistent, and findings lose clear ownership. ThirdNexa gives compliance teams one dependable record for ongoing oversight and examinations.
For Registered Investment Advisers, Broker-Dealers, Asset Managers, Private Funds, Compliance Departments, and Chief Compliance Officers.
Consistent due diligence
Run initial and recurring reviews with questionnaires, evidence, findings, remediation, and recorded decisions.
Deadlines kept visible
Monitor contracts, cancellation windows, renewals, expiring evidence, and annual review dates.
Audit-ready records
Maintain a complete activity history and generate plain, reproducible examination evidence packs.
A clear, documented lifecycle
From intake through annual review
- 01Vendor Added
- 02Risk Assessed
- 03Due Diligence
- 04Review
- 05Approval
- 06Monitoring
- 07Annual Review
Why now
The SEC's FY2026 examination priorities identify third-party vendor oversight, while Regulation S-P heightens incident-response and vendor-risk expectations. Financial services firms need a current, demonstrable record of due diligence and ongoing monitoring—not a promise of compliance.
Bring your third-party risk program into one place.
See how ThirdNexa fits your firm or consultancy.